Compliance Monitoring for Revenue Authorities Law Regulators
09-14 June 2024
Sandton
Johannesburg South Africa
Cost per Delegate
R19,999.00
Course Overview:
This course is designed to provide law regulators within revenue authorities with the necessary skills and knowledge to effectively monitor compliance with tax laws and regulations. Participants will explore various strategies, tools, and techniques employed in compliance monitoring, with a focus on ensuring adherence to tax laws while promoting fairness and transparency in the tax system.
Throughout the course, participants will engage in interactive discussions, case studies, and practical exercises to reinforce learning and facilitate knowledge transfer. Guest speakers from regulatory bodies, tax authorities, and industry experts will also provide insights and perspectives on compliance monitoring best practices
Who Should Attend
• Law Regulators:
o Compliance officers responsible for ensuring adherence to tax laws and regulations.
o Legal advisors providing guidance on compliance monitoring strategies and enforcement actions.
o Investigators tasked with conducting audits and investigations into potential tax non-compliance.
• Tax Administrators:
o Tax administrators involved in designing and implementing compliance monitoring programs.
o Tax examiners responsible for assessing taxpayer compliance and conducting audits.
o Revenue agents tasked with enforcing tax laws and regulations.
• Policy Makers and Decision Makers:
• Regulatory and Enforcement Authorities:
• Legal Professionals:
• Financial and Economic Analysts:
• International Cooperation and Exchange Practitioners:
• Professionals from related fields such as accounting, auditing, and risk management
• Consultants providing expertise in compliance monitoring strategies and best practices.
Course Outline
Introduction to Compliance Monitoring
o Understanding the role of compliance monitoring in revenue authorities.
o Overview of compliance monitoring frameworks and methodologies.
o Importance of compliance monitoring in enhancing revenue collection and fostering tax compliance.
Legal Framework and Tax Regulations:
o Review of relevant tax laws, regulations, and statutes.
o Examination of legal provisions related to tax compliance and enforcement.
o Analysis of legal requirements governing compliance monitoring activities.
Risk Assessment and Profiling:
o Techniques for assessing and identifying areas of non-compliance.
o Utilization of risk profiling methods to prioritize monitoring efforts.
o Case studies and practical exercises on risk assessment in tax compliance.
Data Analytics and Intelligence:
o Introduction to data analytics tools and technologies for compliance monitoring.
o Leveraging data sources to gather intelligence on taxpayer behavior.
o Application of data analytics in detecting anomalies and suspicious transactions.
Compliance Monitoring Strategies:
o Development of effective compliance monitoring strategies tailored to organizational objectives.
o Implementation of proactive measures to prevent non-compliance.
o Collaboration with other stakeholders to enhance compliance efforts.
Audit and Investigation Techniques:
o Overview of audit and investigation techniques used in compliance monitoring.
o Conducting effective audits and investigations while ensuring procedural fairness.
o Legal considerations and best practices in audit and investigation processes.
Communication and Enforcement:
o Communication strategies for promoting voluntary compliance among taxpayers.
o Enforcement mechanisms for addressing persistent non-compliance.
o Ethical considerations in compliance monitoring and enforcement activities.
International Cooperation and Exchange:
o Importance of international cooperation in combatting tax evasion and avoidance.
o Participation in information exchange initiatives and mutual assistance agreements.
o Case studies highlighting successful international cooperation efforts.
Compliance Monitoring in a Digital Environment:
o Challenges and opportunities of compliance monitoring in a digital era.
o Harnessing technology for efficient data collection, analysis, and reporting.
o Cybersecurity considerations in digital compliance monitoring activities.
Evaluation and Continuous Improvement:
o Monitoring and evaluating the effectiveness of compliance monitoring initiatives.
o Feedback mechanisms for improving compliance processes and procedures.
o Continuous learning and adaptation to evolving compliance challenges.
End of the Workshop
For Training arrangements call us on the detail below
TANZANIA: +255 749 50 26 78
SOUTH AFRICA: +27 694 31 79 73
KENYA: +255 749 50 26 78
DUBAI: +27 694 31 79 73
